UK Transaction Reporting Requirements Training

AI authoring tools for easy customization
Additional languages available
Meets accessibility standards
Auto-save training, mobile-friendly
Deliver on Ethena or your LMS (SCORM)

Course Summary

Under UK MiFIR, investment firms must report the details of their trades to the FCA so regulators can spot market abuse. This Ethena course shows staff what transaction reporting is, which trades it covers, and how to file accurately and on time.

What UK MiFIR transaction reporting is
Which transactions are reportable
How to report to the FCA
Meeting the T+1 reporting deadline

Included Modules:

What Is Transaction Reporting?

Explains UK MiFIR transaction reporting, the duty to send trade details to the FCA so regulators can detect and investigate market abuse.

Which Transactions Must Be Reported?

Covers which financial instruments and trades are reportable under UK MiFIR, including exemptions, so firms know exactly what the FCA expects to receive.

How to Report Transactions in the UK

Shows how firms submit accurate reports to the FCA, directly or through an Approved Reporting Mechanism, by the T+1 working-day deadline.

Why is this training important for workplaces?

UK transaction reporting requirements exist so regulators can spot market abuse and systemic risk, and getting the details wrong, like inaccurate, incomplete, or late reports, can trigger regulatory scrutiny, fines, and costly remediation that piles up fast. When your team understands what data to capture, how to format it, and when to submit it, reports go out accurately and on time, and the firm stays on the right side of its obligations. That accuracy also protects the firm’s standing with regulators and the trust of the clients and counterparties who rely on it.

"Ethena helped us embed clear standards directly into how we operate and grow. That's what designing for trust at scale actually looks like."

Jacob Leon Beier Chief Compliance Officer & Counsel, TriMark USA

"I needed to train 500 people on side agreements in two weeks. Ethena made it happen — custom content, quick turnaround, no drama."

Darryl Cyphers, Jr. Senior Director of Legal Compliance, Klaviyo

"Making a custom training used to take hours. Now, it's as easy as uploading a PDF, and everything comes to you fully formatted. I was blown away."

Giovanna Travieso Lead-People Experiences & Growth, Magic Leap