UK Transaction Reporting Requirements Training

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Course Summary

Under UK MiFIR, investment firms must report the details of their trades to the FCA so regulators can spot market abuse. This Ethena course shows staff what transaction reporting is, which trades it covers, and how to file accurately and on time.

What UK MiFIR transaction reporting is
Which transactions are reportable
How to report to the FCA
Meeting the T+1 reporting deadline

Included Modules:

What Is Transaction Reporting?

Explains UK MiFIR transaction reporting, the duty to send trade details to the FCA so regulators can detect and investigate market abuse.

Which Transactions Must Be Reported?

Covers which financial instruments and trades are reportable under UK MiFIR, including exemptions, so firms know exactly what the FCA expects to receive.

How to Report Transactions in the UK

Shows how firms submit accurate reports to the FCA, directly or through an Approved Reporting Mechanism, by the T+1 working-day deadline.

Why is this training important for workplaces?

Anti-money laundering (AML) is crucial for maintaining the integrity of financial systems and preventing illegal activities. Implementing strong AML measures protects businesses from reputational damage, legal consequences, and financial losses. It ensures compliance with regulatory requirements and enhances trust among clients, investors, and stakeholders. By understanding and actively addressing money laundering risks, organizations can foster a safe and secure environment, safeguard their assets, and contribute to the overall stability of the financial ecosystem.

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