Insider Trading Training
100% Positivity Score
50 Learner Ratings
Any fan of reality television knows the devastating power of revealing secrets. Love may be blind, but the Securities Exchange isn’t – so provide your teams with the understanding that material nonpublic information (MNPI) is their responsibility and how letting MNPI slip is easier than it looks on TV!
Try our Insider Trading training for yourself:
What’s covered in Ethena’s Insider Trading training?
This course covers the basics of material nonpublic information, and an organization’s responsibility to safeguard material nonpublic information (MNPI), using real-world examples of litigation and consequences. With direct connections to your company’s policies and procedures, provide your team with the tools they need to mitigate risk.
- 14 minutes
- 2 training modules
- Content configuration available
- Created with U.S.-based tech companies for teams that regularly access material confidential information
- Deliver via Ethena’s LMS or your LMS solution
What Is Insider Trading?
- Define material non-public information (MNPI)
- How to identify and avoid insider trading risks
- The do’s and don’ts of information sharing
- How to avoid intentional MNPI sharing (“tipping”) and inadvertent leaks
- Rules 10b, 10b-5, and 14e-3 of the Securities Exchange Act of 1934
- Sarbanes-Oxely Act of 2022
Why train your teams on Insider Trading?
U.S. federal securities law generally prohibits an individual from buying and selling a security when in possession of material nonpublic information about that security – whether inadvertently or with full awareness. In fact, even accidental violations of the law may result in civil and criminal prosecution, including fines up to $5 million and up to 20 years in prison.
Keep up with moving goalposts
Give your team the foundations to safeguard information so that even when the legal landscape shifts, they’re still holding the defensive line against concerns and incidents that put your organization at risk.
Securities laws apply to all securities – not just publicly traded ones. Protect your credibility and avoid risk by giving your teams the Insider Trading training they need to stay in the green.
Your policies, our training — a perfect partnership
Our policy manager allows you to connect directly to your organization’s policies and procedures, reinforcing Insider Trading training with a tangible connection to their work, role, and duty to the company.