EU MiFID II Compliance Essentials Training

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Course Summary

The EU’s Markets in Financial Instruments Directive II governs how firms trade, advise, and protect investors across Europe. This Ethena course explains what MiFID II is and the day-to-day obligations it places on you.

What MiFID II covers and why
Investor protection and suitability rules
Transparency and best execution duties
Your record-keeping and disclosure obligations

Included Modules:

What Is MiFID II?

Explains the EU Markets in Financial Instruments Directive II, which regulates investment firms and trading venues to protect investors and boost transparency.

What MiFID II Requires of You

Outlines your everyday MiFID II duties: suitability checks, best execution, clear client disclosures, and accurate record-keeping when advising or trading.

Why is this training important for workplaces?

MiFID II sets the rules for how investment firms across the EU handle trading, advice, and client relationships, and the requirements touch nearly everyone in the business, from front-office staff to compliance teams. When firms get it wrong, they risk regulatory fines, suspended activities, and the loss of client trust that’s hard to win back. This training helps employees understand their obligations around best execution, client classification, transparency, and record-keeping, so the firm stays compliant and treats clients fairly. Getting these essentials right means fewer compliance gaps, smoother regulatory reviews, and a reputation clients and supervisors can rely on.

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